The Australian financial market regulator has outlined its enforcement priorities for 2026, which include “financial…
Tag:
ASIC
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Regulation
Collapsed Investment Schemes Leave 600 Australians $160M Poorer, ASIC Seeks Emergency Receivers
by adminby adminAustralia’s market watchdog has asked the Federal Court to appoint receivers to Australian Fiduciaries Limited…
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Regulation
FX/CFD Brokers Must Act as ASIC Tightens Adviser Oversight Ahead of 2026 New Rules
by adminby adminAustralian FX and CFD brokers holding Australian Financial Services (AFS) licenses are under renewed pressure…
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Regulation
EC Markets Adds UAE License to Its Global Regulatory Approvals Alongside FCA and ASIC
by adminby adminEC Markets secured a key license that allows it to operate fully in the country’s…
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Australia’s financial market watchdog has uncovered significant compliance failures across the managed investment sector. The…
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Regulation
Court Pulls Plug on $274 Million First Guardian Fund as ASIC Moves to Expose Misconduct
by adminby adminThe Federal Court has appointed liquidators to wind up Falcon Capital Limited and its First…
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Regulation
Wall Street Bitcoin Miner MARA Acquires Texas Wind Farm: Using ASIC Hardware
by adminby adminMARA Holdings, a publicly listed Bitcoin mining company on Wall Street, has finalized its acquisition…
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The Australian Securities and Investments Commission (ASIC), which oversees financial services markets, has proposed certain…
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Regulation
Company Using Fake ASIC License Receives Warning from Another Regulator
by adminby adminThe Spanish National Securities Market Commission (CNMV) released an updated warning list today (Monday) featuring…
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Regulation
ASIC Mandates Stricter Compliance for Australian Firms: Highlighting Voice Communication
by adminby adminThe Australian Securities and Investments Commission (ASIC) released guidance on 26 June 2024, outlining its…
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