The Australian regulator has opened a broad inquiry into the country’s primary stock exchange, the…
Tag:
Failures
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Regulation
FTMO-Owned OANDA Fined $600,000 by U.S. Regulator Over Compliance Failures
by adminby adminThe National Futures Association (NFA) has ordered New York-based forex dealer OANDA Corporation to pay…
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Regulation
NinjaTrader Fined $250,000 by National Futures Association Over Compliance Failures
by adminby adminTrading with XM: What You Need to Know | Full Review by Finance Magnates Trading…
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Regulation
"Millionaires' Factory" Faces Reckoning Over 14-Year Short Sale Reporting Failures
by adminby adminAustralia’s financial watchdog has launched legal proceedings against Macquarie over allegations it misreported millions of…
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Regulation
Malta Issues $1.2 Million Fine to OKX for Past AML Failures amid MiCA License
by adminby adminCryptocurrency exchange OKX is under regulatory scrutiny in Europe after Maltese authorities issued a fine…