Executive Interview with Andrian Coxon | Exante | FMLS:24 Executive Interview with Andrian Coxon |…
Tag:
Regulator
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Regulation
Company Using Fake ASIC License Receives Warning from Another Regulator
by adminby adminThe Spanish National Securities Market Commission (CNMV) released an updated warning list today (Monday) featuring…
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The UK’s Financial Conduct Authority (FCA) issued a warning to wholesale firms, highlighting broker misconduct…
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Regulation
Cyprus Regulator Revokes Investor Compensation Fund Membership for Four Firms
by adminby adminCyprus Securities and Exchange Commission (CySEC) withdrew Investor Compensation Fund (ICF) membership for four investment…
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The Consumer Financial Protection Bureau (CFPB) proposed a new interpretive rule on Jan. 10 that…
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Regulation
German regulator orders Worldcoin to enhance privacy measures after biometric data probe
by adminby adminThe Bavarian State Office for Data Protection Supervision (BayLDA) has ordered Worldcoin to implement stricter…
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In 2024, the Commodity Futures Trading Commission (CFTC) secured more than $17.1 billion in penalties,…